0001193125-13-059690.txt : 20130214 0001193125-13-059690.hdr.sgml : 20130214 20130214145701 ACCESSION NUMBER: 0001193125-13-059690 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49173 FILM NUMBER: 13612399 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 SC 13G/A 1 d487533dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 11 Schedule 13G Amendment No. 11

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 11)*

 

 

Pegasystems Inc.

(Name of Issuer)

Common Stock, $.01 par value per share

(Title of Class of Securities)

705573 10 3

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

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CUSIP No. 705573 10 3  

 

  1.   

Names of reporting persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Alan Trefler

N/A

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    United States

Number of

shares

beneficially

owned by

each

reporting

person

with

    5.    

Sole voting power

 

    19,884,349

   6.   

Shared voting power

 

    92,000

   7.   

Sole dispositive power

 

    19,884,349

   8.   

Shared dispositive power

 

    92,000

  9.  

Aggregate amount beneficially owned by each reporting person

 

    19,976,349

10.  

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

    52.6%

12.  

Type of reporting person (see instructions)

 

    IN

 

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Item 1.

 

  (a) Name of Issuer

Pegasystems Inc.

 

  (b) Address of Issuer’s Principal Executive Offices

1 Rogers Street

Cambridge, MA 02142

Item 2.

 

  (a) Name of Person Filing

Alan Trefler

 

  (b) Address of Principal Business Office or, if none, Residence

The business address of the reporting person is:

c/o Pegasystems Inc.

1 Rogers Street

Cambridge, MA 02142

 

  (c) Citizenship

United States

 

  (d) Title of Class of Securities

Common Stock, $.01 par value per share (the “Common Stock”), of Pegasystems Inc.

 

  (e) CUSIP Number

705573 10 3

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) Not Applicable.

Item 4. Ownership.

 

  (a) Amount beneficially owned:

Alan Trefler is the beneficial owner of 19,976,349 shares of Common Stock which includes 92,000 shares held by the Trefler Foundation, of which Mr. Trefler is a trustee. Mr. Trefler has no pecuniary interest in the 92,000 shares of Pegasystems Inc. stock which are held by the Trefler Foundation. Mr. Trefler retains voting and dispositive ownership over such shares.

 

  (b) Percent of class:

The 19,976,349 shares of Common Stock beneficially owned by Alan Trefler represent 52.6% of the outstanding shares of Common Stock.

 

  (c) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote of 19,884,349 shares.

 

  (ii) Shared power to vote or to direct the vote of 92,000 shares.

 

  (iii) Sole power to dispose or to direct the disposition of 19,884,349 shares.

 

  (iv) Shared power to dispose or to direct the disposition of 92,000 shares.

The foregoing percentage was calculated based on the 37,946,050 shares of Common Stock outstanding as of December 31, 2012.

Item 5. Ownership of Five Percent or Less of a Class

N/A

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

N/A

 

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Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

N/A

Item 8. Identification and Classification of Members of the Group

N/A

Item 9. Notice of Dissolution of Group

N/A

Item 10. Certification

N/A

 

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2013

Date

/S/    ALAN TREFLER        

Signature

Alan Trefler

Name/Title

 

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